Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2018 indicate that Pennsylvania-based Raymond James & Associates broker/adviser Terrence Fant is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fant (CRD# 2788918).
Terrence Fant has spent 21 years in the securities industry and has been registered with Raymond James & Associates in Devon, Pennsylvania since 2011. Previous registrations include Boenning & Scattergood in West Conshohocken, Pennsylvania (2009-2011); WR Hambrecht & Company in Berwyn, Pennsylvania (2002-2009); JP Morgan Securities in New York, New York (2000-2002); Hambrecht & Quist in San Francisco, California (1997-2000); and Cigna Financial Advisors in Radnor, Pennsylvania (1996-1997). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 21, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 27, 1996; and Series 7 (General Securities Representative Examination), which he obtained on September 5, 1996. He is a registered broker and investment adviser with 52 US states and territories.
According to his BrokerCheck report, he has received one pending customer complaint.
In July 2018 a customer alleged Terrence Fant, while employed at Raymond James & Associates, breached his fiduciary duty, acted negligently, committed fraud, and breached contract in connection to investments in unspecified products. The customer is seeking $240,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Terrence Fant, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.