Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former New York-based Wells Fargo Advisors broker Martin Weiss has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Weiss (CRD# 601031). Martin Weiss…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2018 indicate that former Colorado-based Wells Fargo Advisors broker/adviser Barbara Endres has received several regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Endres (CRD# 1688767). Barbara Endres has spent 25 years in the…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Ohio-based Wells Fargo Advisors Financial Network broker/adviser John Schmidt, who has received a customer dispute, was recently terminated from his former employer in connection to alleged policy violations and is currently not affiliated with any broker-dealer…

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Publicly available records published by the Financial Industry Regulatoyr Authority (FINRA) and accessed on August 15, 2017 indicate that former Michigan-based Wells Fargo Advisors broker/adviser Frank Tegge has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tegge (CRD# 443782).…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 28, 2017 indicate that North Dakota-based Wells Fargo Advisors Financial Network broker/adviser Regan Rohl has been the subject of several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rohl (CRD# 1877645). Regan…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 26, 2017 indicate that former Ohio-based Wells Fargo Advisors broker/adviser Thomas Stewart has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 11, 2017 indicate that former California-based Wells Fargo Advisors broker/adviser Hossein Amirriahei has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on March 17, 2017 indicate that former Florida-based Western International Securities broker/adviser Jeffrey Vargas has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Vargas (CRD# 5485101). Jeffrey…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on March 8, 2017 indicate that Pennsylvania-based Wells Fargo Advisors Financial Network broker/adviser Robert Friedman has been named in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Friedman (CRD #1101794). Robert Friedman has spent 33 years…

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