George Farley Has Settled Complaints Regarding Variable Annuities

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 5, 2016 indicate that Florida-based Wells Fargo Advisors broker/adviser George Farley, also known as Chip Farley, has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding…

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Eric Sparling Discharged from JPMorgan

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 5, 2016 indicate that Ohio-based Investment Professionals broker/adviser Eric Sparling has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sparling (CRD# 2575062). Eric Sparling…

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Samuel Herbert Has Variable Annuity Complaints

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that Louisiana-based NYLife Securities broker/adviser Samuel Herbert has been the subject of numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Herbert (CRD# 2679181). Samuel…

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Simon Kopel (Wells Fargo) Has Customer Complaints

Publicly-available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that Florida-based Wells Fargo broker/adviser Simon Kopel¬†has been the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Kopel (CRD# 1497729). Simon Kopel has spent 30 years in…

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Alexis Intili Terminated from M&T Securities

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that New York-based Allstate Financial Services broker Alexis Intili has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Intili (CRD# 2925224).…

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Karley Carto Has Variable Annuity Complaints

Publicly available records published by the Financial Industry Regulatory Authority on July 27, 2016 indicate that Rhode Island-based MML Investors Services broker Karley Carto has been named in a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Carto (CRD# 6055603).…

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Paul Barr Has Pending Unsuitability Complaint

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that Iowa-based FSC Securities Corporation broker/adviser Paul Barr has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Barr…

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Jerry Wells Discharged from Firm Following Allegations of Failure to Disclose

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 5, 2016 indicate that New York-based Sagepoint Financial broker/adviser Jerry Wells has received two customer complaints and was discharged from his former position at Wells Fargo Advisors. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors…

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