Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 4, 2016 indicate that Florida-based International Assets Advisory broker/adviser Brent Burgesser has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Burgesser (CRD# 3278147). Brent Burgesser has…

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Former New York-based Revere Securities broker George Dahl is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dahl (CRD# 59820). George Dahl has spent 44 years in the securities industry and…

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California-based Calton & Associates broker/adviser Gary Graham was recently suspended by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Graham (CRD# 2111230). Gary Graham has spent 24 years in the securities industry and has been registered with Calton & Associates in Huntington…

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Former Nevada-based US Bancorp Investments broker Noyeg Arkoian is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Arkoian (CRD# 2765791). Noyeg Arkoian has spent fifteen years in the securities industry and…

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Publicly-available records provided by the Financial Industry Regulatory Authority (FINRA) on February 18, 2016 indicate that South Dakota-based Kovack Securities broker/adviser John Schwan has been suspended for two months and fined $20,000. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schwan (CRD# 1421895).…

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According to records provided by the Financial Industry Regulatory Authority (FINRA), former Missouri-based Geneos broker Sheldon Harber is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Sheldon Harber (CRD# 867340). Sheldon Harber has spent 36 years…

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According to records provided by the Financial Industry Regulatory Authority (FINRA), former Utah-based LPL broker Tom Andrews is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Andrews (CRD# 4587953). Thomas Andrews has spent ten years…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Oklahoma-based WFG broker/adviser Carl Busch (CRD# 36837). Carl Busch has spent 46 years in the securities industry and has been registered with WFG Investments in Oklahoma City, Oklahoma since 2007. Previous registrations include Southwest Securities in…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ohio-based EK Riley Investments broker/adviser David Levorchick (CRD# 4849302). David Levorchick has spent ten years in the securities industry and has been registered with EK Riley Investments in Sidney, Ohio since 2014. Previous registrations include US…

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According to records provided by the Financial Industry Regulatory Authority (FINRA), former Texas-based Oppenheimer broker Zahir Walji is currently not registered to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Walji (CRD# 5073186). Zahir Walji…

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