Jerry Wells (CRD#: 1015358), a registered representative with Sagepoint Financial, Inc. (CRD#: 133763) in Rochester, New York, has been suspended from the securities industry by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record accessed on January 22, 2020. On December 4, 2019, Jerry Wells entered into an Acceptance, Waiver, and Consent (AWC)…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 8, 2016 indicate that New York-based Salomon Whitney Financial broker Richard Coleman has been the subject of customer complaints and regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr.…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that Virginia-based Intervest International Equities Corporation broker/adviser Jeffrey Geraci has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Geraci (CRD# 1839469).…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that New York-based Dawson James broker Mark Kalter has been sanctioned by FINRA and received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that New York-based Raymond James broker/adviser Debra Bertrand is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Ms. Bertrand (CRD# 1187249). Debra Bertrand has spent…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2016 indicate that New York-based Legend Securities broker Peter Girgis is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Girgis (CRD#…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on June 9, 2016 indicate that former Minnesota-based Feltl & Company broker/adviser Lance Ziesemer has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ziesemer (CRD# 2342087). Lance Ziesemer has…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 23, 2016 indicate that former Illinois-based JP Morgan broker Tony Ogbonna is currently not registered with any state or firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ogbonna (CRD# 2771427).…

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