Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 4, 2018 indicate that Missouri-based broker-dealer firm Stifel Nicolaus & Company was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints Stifel Nicolaus & Company (CRD# 793). Established…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 24, 2018 indicate that New York-based Stifel Nicolaus & Company broker Robert Cleary has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cleary (CRD# 1505792). Robert Cleary has…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2018 indicate that Pennsylvania-based Stifel Nicolaus & Company broker/adviser Patrick Dever has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dever (CRD# 2202204). Patrick Dever has spent 26 years in the…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 17, 2018 indicate that former Ohio-based Stifel Nicolaus & Company broker/adviser Stephen Hurtuk has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr.…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 25, 2018 indicate that Missouri-based Stifel Nicolaus & Company broker/adviser John Russell has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Russell (CRD# 728702). John Russell has spent 37…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 15, 2018 indicate that former Florida-based Stifel Nicolaus & Company broker/adviser Mitchell Yanow, who has received a customer dispute, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm.…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 2, 2018 indicate that Pennsylvania-based Stifel Nicolaus & Company broker/adviser Barry Stocker has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stocker (CRD# 4876725). Barry Stocker has spent 13 years in…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that California-based Stifel Nicolaus & Company broker/adviser Todd Niedermeyer has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Niedermeyer (CRD# 1732585). Todd Niedermeyer has spent 30 years in the securities…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 15, 2017 indicate that Missouri-based broker-dealer Stifel Nicolaus & Company has been sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Stifel Nicolaus & Company (CRD# 739). According to…

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