Dennis Mehringer Subject of Two Ongoing FINRA Investigations

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that California-based Western International Securities broker/adviser Dennis Mehringer is the subject of a pending FINRA investigation. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mehringer (CRD# 722569).…

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Charles Cobb is Sanctioned After Selling Away Investigation

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 24, 2016 indicate that Virginia-based Financial West Group broker Charles Cobb has been suspended by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cobb (CRD# 1505020). Charles Cobb has…

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Dale Cerbert Terminated from Morgan Stanley

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2016 indicate that Florida-based FSC Securities broker/adviser Dale Cerbert has been the subject of customer complaints and regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Cerbert (CRD# 2986573). Dale Cerbert has…

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Kevin Larson Had Selling Away Complaint

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2016 indicate that Minnesota-based Cetera Investment Services broker/adviser Kevin Larson has received a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Larson (CRD# 3067781). Kevin Larson has…

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John McGinnis: Complaint for Selling Away

Former California-based RBC broker John McGinnis is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McGinnis (CRD# 1134105). John McGinnis has spent 32 years in the securities industry and was most…

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Broker Robert McCulley: Suspended for Selling Away

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Colorado-based Cetera broker/adviser Robert McCulley (CRD# 725980). Robert McCulley has spent 31 years in the securities industry and has been registered with Cetera Advisors in Fort Collins, Colorado since 2014. Previous registrations include Next Financial Group…

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Investigating Randy Burke Sale of Lodge Alaska, LLC

According to records provided by the Financial Industry Regulatory Authority (FINRA), former North Carolina-based Calton & Associates broker Randy Burke has been permanently barred from the securities industry following allegations of selling away. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Burke (CRD#…

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