Publicly available records provided by the Securities and Exchange Commission (SEC) on June 24, 2016 indicate that the SEC has filed charges against four companies and eight individuals in connection to a purported “$80 million oil and gas fraud” allegedly conducted by the CEO of Breitling Energy Corporation, Chris Faulkner. The securities and investment fraud…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 23, 2016 indicate that former New Jersey-based Wells Fargo broker Patrick Mackaronis is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have…

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The Securities and Exchange Commission (SEC) has filed a complaint against Arizona-based brokerage/advisory firm Sagepoint Financial. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Sagepoint Financial (CRD# 133763). Formed in Delaware in 2004, Sagepoint Financial is headquartered in Phoenix, Arizona and registered with 53…

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According to the United States Department of Justice, former New York-based Primary Capital broker Christopher Cervino has been arrested and indicted on charges of securities fraud. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Cervino (CRD# 2778817). Christopher Cervino has spent eighteen years in the securities industry…

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The US Securities and Exchange Commission (SEC) today announced fraud charges against former Pennsylvania-based Edward Jones broker Bernard Thompson. The securities and investment fraud law firm is interested in hearing from investors who have complaints regarding Mr. Thompson (CRD# 2010184). Bernard Thompson has spent 24 years in the securities industry and was most recently registered…

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According to the Financial Industry Regulatory Authority (FINRA), former New York-based Securities America broker Christopher Orlando is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Orlando (CRD# 2927859). Christopher Orlando has…

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