Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that New Jersey-based Royal Alliance Associates broker/adviser Jerald Aloof has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Aloof (CRD# 1567086). Jerald Aloof has spent 31 years in…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that former Missouri-based Royal Alliance Associates broker/adviser Erven Frericks Jr., who has received a pending customer dispute, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that California-based Royal Alliance Associates broker/adviser Michael Hanson has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hanson (CRD# 1832012). Michael Hanson has spent eleven years in the…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 22, 2017 indicate that California-based Royal Alliance Associates broker/adviser Sharon Kwan has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Kwan (CRD# 2578627). Sharon…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2017 indicate that former New York-based Royal Alliance Associates broker Luis Ramos has been the subject of a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Connecticut-based MML Investors Services broker/adviser Patrick Howell has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Howell (CRD# 4759452). Patrick Howell has spent 11 years in…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 8, 2017 indicate that Texas-based Royal Alliance Associates broker/adviser Bill Holubec has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Holubec (CRD# 1304064). Bill Holubec has spent 32…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Texas-based Royal Alliance Associates broker/adviser Bill Holubec has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Holubec (CRD# 1304064). Bill Holubec has spent 31…

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Publicly available records released by the Securities and Exchange Commission (SEC) on March 14, 2016 indicate that the SEC has filed a complaint against New York-based brokerage/advisory firm Royal Alliance Associates. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Royal Alliance Associates (CRD# 23131).…

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