John Furkioti Sanctioned for Compliance Violation

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 14, 2016 indicate that former Michigan-based First American Securities broker John Furkioti has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Furkioti (CRD# 5005622). John Furkioti…

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James Rudwall Resigned from UBS

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 28, 2016 indicate that former Illinois-based UBS and Morgan Stanley broker James Rudwall is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who…

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Broker Spotlight: Roger Proctor

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 22, 2016 indicate that Michigan-based Hantz Financial Services broker/adviser Roger Proctor is the subject of a denied customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Proctor (CRD# 1094858).…

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Kazia Bekins Resigned from JP Morgan Securities

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 20, 2016 indicate that former Florida-based JP Morgan Securities broker Kazia Bekins is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Bekins (CRD# 4894814).…

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