Posts Tagged ‘Raymond James & Associates’
Thomas O’Brien Has Received Two Pending Customer Complaints
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 21, 2017 indicate that Louisiana-based Raymond James & Associates broker/adviser Thomas O’Brien has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. O’Brien (CRD# 2282208). Thomas O’Brien has spent 2 years in…
Read MoreMichael Massey Recently Settled a Customer Complaint
Public available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed and accessed on December 1, 2017 indicate that Florida-based Raymond James & Associates broker/adviser Michael Massey has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Massey (CRD# 3049479). Michael Massey has spent 19…
Read MoreWilliam Council Has Received a Pending Customer Complaint
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 13, 2017 indicate that California-based Raymond James & Associates broker/adviser William Council, also known as Bill Council, is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Council (CRD# 848504). William Council…
Read MoreChristian Langenstein Allegedly Misrepresented and Recommended Unsuitable Investments
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 24, 2017 indicate that Florida-based Raymond James & Associates broker/adviser Christian Langenstein has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Langenstein (CRD# 1535975). Christian Langenstein has spent 19 years in the securities…
Read MoreWilliam Konchal Allegedly Violated Michigan’s Blue Sky Law
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 15, 2017 indicate that Michigan-based Raymond James & Associates broker/adviser William Konchal has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Konchal (CRD# 1092372). William Konchal has spent 34 years…
Read MoreJames Lyons Was Discharged From a Former Employer
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 25, 2017 indicate that former Louisiana-based Raymond James & Associates broker/adviser James Lyons has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints…
Read MoreAdam Frankfort Has Been the Subject of a Pending Customer Complaint
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 25, 2017 indicate that New York-based Raymond James & Associates broker Adam Frankfort has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Frankfort (CRD# 1293630). Adam Frankfort has spent 32…
Read MoreKeith Yoder Received a Complaint for Violating Illinois Securities Laws
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 24, 2017 indicate that Illinois-based Raymond James & Associates broker/adviser Keith Yoder has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yoder (CRD# 2231648). Keith Yoder has spent…
Read MoreJeb Bonner Was Discharged From a Former Employer in Connection to Alleged Rule Violations
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 20, 2017 indicate that former Alabama-based Raymond James & Associates broker/adviser Jeb Bonner was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in…
Read MoreGrant Jaax Was Terminated From a Former Employer
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 25, 2017 indicate that former Georgia-based Raymond James & Associates broker/adviser Grant Jaax has received a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Jaax (CRD#…
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