Maria Hendershott (CRD#: 818681), a registered representative with Raymond James & Associates in Houston, Texas, is currently engaged in a customer dispute in which a client alleges “unsuitable investments, misrepresentations and omissions, [and] overconcentration,” among other allegations, according to her BrokerCheck report accessed on October 3, 2019. The client, who filed the complaint on August…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that Oklahoma-based Raymond James & Associates broker/adviser Robert Franden has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Franden (CRD# 2402061). Robert Franden has spent 24 years in…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2018 indicate that Pennsylvania-based Raymond James & Associates broker/adviser Terrence Fant is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fant (CRD# 2788918). Terrence Fant has spent 21…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 26, 2018 indicate that former Minnesota-based Raymond James & Associates broker/adviser Barry Wold was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that Florida-based Raymond James & Associates broker/adviser George Mathis has been involved in several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mathis (CRD# 4271854). George Mathis has…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 12, 2018 indicate that Florida-based Raymond James & Associates broker/adviser Richard Caccamise has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Caccamise (CRD# 2203585). Richard Caccamise has spent 25 years…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 12, 2018 indicate that Florida-based Raymond James & Associates broker Ruben Frezzotti has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Frezzotti (CRD# 4439983). Ruben Frezzotti has spent 15 years…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 20, 2018 indicate that Michigan-based Raymond James & Associates broker/adviser Jonathan Melges has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Melges (CRD# 4595003). Jonathan Melges has spent 15 years…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that former Minnesota-based Raymond James & Associates broker/adviser Ryan Wold was discharged from his former employer in connection to alleged rule violations and is currently unaffiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that Pennsylvania-based Raymond James & Associates broker/adviser Barry Richter has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Richter (CRD# 1387197). Barry Richter has spent 32 years in…

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