Jeffrey Gieseke and Vertical Fund Private Placements

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 20, 2016 indicate that former California-based Financial West Group broker Jeffrey Gieseke is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have…

Read More

Centaurus Broker Stephen Lard Suspended by FINRA

According to records provided by the Financial Industry Regulatory Authority (FINRA), former California-based Centaurus broker Stephen Lard is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lard (CRD# 2448784). Stephen Lard…

Read More

Broker Mark Pompeo Suspended for Private Placement

According to records provided by the Financial Industry Regulatory Authority (FINRA), former Massachusetts-based CCO Investment Services broker Mark Pompeo is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pompeo (CRD# 1897147).…

Read More