Peyton Jackson Has Customer Complaints

Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 24, 2016 indicate that former New York-based Alexander Capital broker Peyton Jackson is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints…

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John Corsi Not a Licensed Broker

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 4, 2016 indicate that former Ohio-based Sterne Agee Financial Services broker John Corsi is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr.…

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UBS Broker Zahir Walji Suspended and Terminated

According to records provided by the Financial Industry Regulatory Authority (FINRA), former Texas-based Oppenheimer broker Zahir Walji is currently not registered to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Walji (CRD# 5073186). Zahir Walji…

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Geneos Wealth Management Sanctioned over Outside Business Activities

According to records provided by the Financial Industry Regulatory Authority (FINRA), Colorado-based brokerage and advisory firm Geneos Wealth Management has been sanctioned for its alleged failure to supervise its representatives disclosed outside business activities. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Geneos Wealth…

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