Yvonne Silguero (CRD#: 3211495), a registered representative with LPL Financial LLC in McAllen, Texas and Brownsville, Texas, is currently involved in a $500,000 dispute over misrepresentation, according to her BrokerCheck report accessed on October 2, 2019. A client, who filed a complaint on August 9, 2019, alleges that Yvonne Silguero engaged in ‚Äúnegligence, gross negligence,…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that New York-based Morgan Stanley broker/adviser Ralph Ward has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ward (CRD# 3245599). Ralph…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 18, 2016 indicate that New York-based National Securities broker Tuan Phan, also known as Peter Phan, has received a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr.…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2016 indicate that Kansas-based Securities America broker/adviser Lance Harshbarger has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Harshbarger (CRD# 3059198). Lance Harshbarger…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 16, 2016 indicate that California-based Sigma Financial broker Tomas Velken has received numerous resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Velken (CRD# 1600404). Tomas…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Pennsylvania-based Newbridge Securities Corporation broker/adviser Austin Dutton Jr. has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dutton (CRD# 2739167).…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on June 30, 2016 indicate that Oregon-based Cetera Advisors broker/adviser George Merhoff is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Merhoff (CRD# 2918171). George Merhoff has spent 18 years in…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 29, 2016 indicate that South Carolina-based Securities Service Network broker/adviser Hoke Shuler has received numerous settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Shuler (CRD#…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on June 16, 2016 indicate that Michigan-based Ameriprise Financial Services broker/adviser Robert Cline has received numerous customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cline (CRD# 824874). Robert Cline has spent…

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  Publicly available records provided by the Financial Industry Regulatory Authority on June 10, 2016 indicate that Florida-based Morgan Stanley broker/adviser David Garcia Cirilo has received numerous settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cirilo (CRD# 2281514).…

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