Posts Tagged ‘Mutual of Omaha Investor Services’
Ricardo Urrutia, formerly of Mutual of Omaha Investor Services, Suspended by FINRA
Ricardo Urrutia (CRD#: 5719923), a former broker with Mutual of Omaha Investor Services, Inc. (CRD#: 611) in Paramus, New Jersey, has been suspended by the Financial Industry Regulatory Authority (FINRA) after he failed to comply with an arbitration award, according to his BrokerCheck record accessed on April 21, 2020. On March 31, 2020, FINRA suspended…
Read MoreFerris Coleman Discharged From Mutual of Omaha
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that former North Carolina-based Mutual of Omaha Investor Services broker/adviser Ferris Coleman was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested…
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