Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 12, 2018 indicate that former Alabama-based MML Investors Services broker Floyd Powell has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Powell (CRD# 2220029). Floyd Powell has spent 25 years in…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that Texas-based MML Investors Services broker Brett Thiery has received several unsatisfied tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Thiery (CRD# 5179667). Brett Thiery has spent ten years in the securities…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that former California-based MML Investors Services broker/adviser Tyrone Pang, who has received a customer dispute, was sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2018 indicate that Tennessee-based MML Investors Services broker/adviser Milton Knowlton has been named in a state regulatory investigation into alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Knowlton (CRD# 272651). Milton…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 25, 2017 indicate that former Florida-based MML Investors Services broker/adviser Oscar Francis, who has been named in multiple regulatory investigations, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 17, 2017 indicate that Pennsylvania-based MML Investors Services broker John Roginski has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roginski (CRD# 2860790). John Roginski has spent 18 years in the securities…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Connecticut-based MML Investors Services broker/adviser Patrick Howell has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Howell (CRD# 4759452). Patrick Howell has spent 11 years in…

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