Sylvester Knox (CRD #: 1625705), an investment advisor registered with The Knox Group Wealth Management, and a broker formerly registered with FSC Securities Corporation, was suspended by the Financial Industry Regulatory Authority (FINRA), according to his Investment Adviser Public Disclosure, accessed August 19, 2020. This was the latest on a substantial list of regulatory actions…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 23, 2018 indicate that Mississippi-based Merrill Lynch broker/adviser Frank Zito has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zito (CRD# 2766336).…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 17, 2018 indicate that Texas-based Merrill Lynch broker/adviser Craig Wakefield is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wakefield (CRD# 2957545). Craig Wakefield has spent 18 years in…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 11, 2018 indicate that Texas-based Merrill Lynch broker/adviser Erik Littlejohn has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Littlejohn (CRD# 1910841). Erik Littlejohn has spent 29…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on June 8, 2018 indicate that California-based Merrill Lynch broker/adviser Terance Power has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Power (CRD# 3259997). Terance Power has spent 18 years in the securities industry and has…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 29, 2018 indicate that Massachusetts-based Merrill Lynch broker/adviser Robert Kostigen has received a customer dispute and a regulatory sanction. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kostigen (CRD# 1203410). Robert Kostigen has spent 28 years…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Florida-based Merrill Lynch broker/adviser Laura Hanson received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Hanson (CRD# 1121184). Laura Hanson has spent 35 years in the securities industry…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 2, 2018 indicate that California-based Merrill Lynch broker/adviser John Kettman has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kettman (CRD# 2136900). John Kettman has spent 26 years in the securities…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 1, 2018 indicate that former Minnesota-based Feltl & Company broker/adviser Ethan De Naray, who has received a customer dispute, was discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 20, 2018 indicate that former Texas-based Coastal Equities broker/adviser William Downing, also known as Bill Downing, has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Downing (CRD# 1529382). William Downing…

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