Posts Tagged ‘LPL Financial Services’
Michael Botwinick: Investor Alleges Unsuitable Recommendations by LPL Rep
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 12, 2018 indicate that New Jersey-based LPL Financial Services broker/adviser Michael Botwinick has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Botwinick (CRD# 1057151). Michael Botwinick has spent 36 years in…
Read MoreLarry Gregurash: Investor Complaint Alleges Misrepresentation of Annuity Features
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 6, 2018 indicate that Indiana-based LPL Financial Services broker/adviser Larry Gregurash has been involved in a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gregurash (CRD# 2724498). Larry Gregurash has spent 22 years in…
Read MoreLPL Terminates Scott Williams Over Discretion Allegations
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2018 indicate that former Tennessee-based LPL Financial Services broker/adviser Scott Williams was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing…
Read MoreWilliam Blackford: Customer Dispute Over Annuity Recommendations
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that New York-based LPL Financial Services and Financial Resources Group Investment Services broker William Blackford has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Blackford (CRD# 1828411). William…
Read MoreTerry Karch Has Received a Pending customer Dispute
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 1, 2018 indicate that California-based LPL Financial Services broker/adviser Terry Karch is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Karch (CRD# 2574745). Terry Karch has spent 23 years in…
Read MoreMelvin Case Has Been the Subject of Two Customer Complaints
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 2, 2017 indicate that former Florida-based LPL Financial Services broker/adviser Melvin Case has received a pending criminal charge and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr.…
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