Public records provided by the Financial Industry Regulatory Authority (FINRA) on August 5, 2016 indicate that New York-based Stifel Nicolaus & Company broker/adviser Stephen Brown is the subject of a pending FINRA complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brown (CRD#…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 29, 2016 indicate that New York-based NMS broker Sperry Younger is the subject of a pending regulatory complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Younger (CRD# 2771029). Sperry…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on June 28, 2016 indicate that Ohio-based HD Vest Investment Services broker/adviser William Ditty, Jr. has been named in a pending FINRA complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ditty (CRD#…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on June 22, 2016 indicate that Texas-based Next Financial Group broker/adviser Dion Padilla is the subject of a pending FINRA complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Padilla (CRD# 4432230). Dion…

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Based on publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 22nd, 2016, New York-based National Securities and Adirondack Trading Group broker Leigh Garber is the subject of a pending regulatory complaint. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct related to Ms. Garber (CRD#…

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