Gene Valentine Has Received a Regulatory Sanction

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 12, 2017 indicate that West Virginia-based Financial West Group broker/adviser Gene Valentine was recently sanctioned by FINRA and has been named in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Valentine…

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Financial West Group Sanctioned Following Allegations of Rule Violations

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that California-based brokerage and advisory firm Financial West Group was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Financial West Group (CRD# 16668). Established in…

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Scott Olson Has Been the Subject of a Pending Customer Complaint

Public records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2017 indicate that Florida-based Financial West Group broker/adviser Scott Olson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Olson (CRD# 711256). Scott Olson has spent 36 years in the securities…

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Stuart Godin Has Received Six Customer Complaints

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 22, 2016 indicate that California-based Financial West Group broker/adviser Stuart Godin has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Godin (CRD# 223476). Stuart Godin has spent 55…

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Stuart Valentine Received Regulatory Sanction

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 30, 2016 indicate that Iowa-based Financial West Group broker/adviser Stuart Valentine has been the subject of a customer complaint and a regulatory sanction. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding…

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Jeffrey Gieseke and Vertical Fund Private Placements

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 20, 2016 indicate that former California-based Financial West Group broker Jeffrey Gieseke is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have…

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Charles Cobb is Sanctioned After Selling Away Investigation

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 24, 2016 indicate that Virginia-based Financial West Group broker Charles Cobb has been suspended by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cobb (CRD# 1505020). Charles Cobb has…

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