Yvonne Silguero (CRD#: 3211495), a registered representative with LPL Financial LLC in McAllen, Texas and Brownsville, Texas, is currently involved in a $500,000 dispute over misrepresentation, according to her BrokerCheck report accessed on October 2, 2019. A client, who filed a complaint on August 9, 2019, alleges that Yvonne Silguero engaged in ‚Äúnegligence, gross negligence,…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that New York-based Four Points Capital broker Michael Martino has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Martino (CRD# 2579146).…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Pennsylvania-based Newbridge Securities Corporation broker/adviser Austin Dutton Jr. has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dutton (CRD# 2739167).…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 29, 2016 indicate that New York-based NMS broker Sperry Younger is the subject of a pending regulatory complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Younger (CRD# 2771029). Sperry…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on June 6, 2016 indicate that Pennsylvania-based Morgan Stanley broker/adviser Richard Franchella has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Franchella (CRD# 1245432). Richard Franchella has spent 31 years…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2016 indicate that former Indiana-based American Trust Investment Services broker Keith Daubenspeck is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr.…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 2, 2016 indicate that Louisiana-based Sterne Agee Financial Services broker/adviser Gary Haindel is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Haindel (CRD#…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 22, 2016 indicate that California-based LPL Financial broker/adviser Jeremy Gottlieb is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gottlieb (CRD# 1663077). Jeremy Gottlieb…

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Connecticut-based National Securities broker Frank Avallone is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Avallone (CRD# 4814368). Frank Avallone has spent eleven years in the securities industry and has been registered with National Securities Corporation in…

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Arizona-based First Financial Equity broker/adviser John Schooler is the subject of more than two dozen customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schooler (CRD# 2368308). John Schooler has spent 22 years in securities industry and has been registered with First…

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