Mark Wojno (CRD#: 5623841), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 29, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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Dave Mock (CRD#: 1309680), a registered representative with Trustmont Financial Group, Inc. (CRD#: 18312) and a Registered Investment Adviser (RIA) with Money Management Advisory, Inc. (CRD#: 14983) in Feasterville, Pennsylvania, is currently involved in an investor dispute over suitability, according to his BrokerCheck record accessed on July 28, 2020. What happened to lead to this…

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  Bart Bohrer (CRD#: 4315654), a registered representative with Calton & Associates, Inc. (CRD#: 20999) in Tampa, Florida, is currently involved in three pending customer disputes totalling over $900,000, according to his BrokerCheck record accessed on January 17, 2020. On March 4, 2019, a client alleged that Bart Bohrer violated the Minnesota Securities Act and…

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Richard Pittman (CRD#: 2845145), a registered representative with Cetera Advisors LLC in Memphis, Tennessee, is currently involved in a pending customer dispute in which a client alleges that Richard Pittman recommended unsuitable investments in 2008, according to his BrokerCheck record accessed on October 23, 2019. The investments in question involve oil and gas, as well…

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George Strnad (CRD#: 1635225), a registered representative with Morgan Stanley (CRD#: 149777) in Monarch Beach, California, is currently involved in a $750,000 customer dispute, according to his BrokerCheck record accessed on January 20, 2020. Clients allege that George Strnad misrepresented investments. This dispute is not the only disclosure on George Strnad’s BrokerCheck record. On November…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that New York-based Cova Capital Partners broker John Saccente has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Saccente (CRD#…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that New York-based National Securities Corporation broker Ray Anthony San Pedro has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr.…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that Illinois-based Voya Financial Advisors broker/adviser Robert Witt has been named in a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Witt (CRD# 2926506).…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that New York-based American Portfolios Financial Services broker/adviser James Wright, also known as James Bertalan, was discharged from two previous employers. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints…

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