Jeffrey Gieseke and Vertical Fund Private Placements

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 20, 2016 indicate that former California-based Financial West Group broker Jeffrey Gieseke is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have…

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SEC Charges Former Edward Jones Broker Bernard Thompson with Fraud

The US Securities and Exchange Commission (SEC) today announced fraud charges against former Pennsylvania-based Edward Jones broker Bernard Thompson. The securities and investment fraud law firm is interested in hearing from investors who have complaints regarding Mr. Thompson (CRD# 2010184). Bernard Thompson has spent 24 years in the securities industry and was most recently registered…

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