Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that former Washington-based Capital Financial Services broker/adviser Lloyd Johnston, who has received a pending customer dispute, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 6, 2017 indicate that Louisiana-based Capital Financial Services broker/adviser Michael Olinde was terminated from a former employer in connection to alleged rule violations and is involved in a pending FINRA investigation. Fitapelli Kurta is interested in speaking to investors who have…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 6, 2017 indicate that Louisiana-based Capital Financial Services broker/adviser Justin Mitchell was discharged from a former employer in connection to alleged rule violations and has been named in a pending FINRA investigation. Fitapelli Kurta is interested in hearing from investors…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on April 18, 2017 indicate that Florida-based Capital Financial Services broker/adviser William Byrd has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Byrd (CRD# 1334634). William Byrd has spent 31 years…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on January 16, 2017 indicate that Michigan-based Next Financial Group broker/adviser James Kraatz has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kraatz (CRD# 2102044). James Kraatz has spent 26…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on June 10, 2016 indicate that Minnesota-based Capital Financial Services broker/adviser Laurie Braulick has settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Braulick (CRD# 1568481). Laurie Braulick has…

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