Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former Utah-based Sigma Financial Corporation broker/adviser Frederick Randahn was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Randahn (CRD# 1338801).
Frederick Randahn has spent 32 years in the securities industry and was most recently registered with Sigma Financial Corporation in Ogden, Utah (2012-2018). Previous registrations include Ameriprise Financial Services in Midvale, Utah (2009-2012); Ameriprise Advisor Services in Midvale, Utah (2009); Merrill Lynch in Ogden, Utah (1996-2009); FIS Securities in Boston, Massachusetts (1995-1996); Cigna Financial Advisors in Radnor, Pennsylvania (1987-1994); and Pruco Securities Corporation (1985-1988). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 2, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 29, 1988; Series 7 (General Securities Representative Examination), which he obtained on December 20, 1986; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 31, 1985. He is currently not registered with any state or firm.
According to his BrokerCheck report, he was discharged from his former employer in connection to alleged rule violations.
In August 2018 he was terminated from his position at Sigma Financial Corporation in connection to allegations he sold unapproved investments to his clients.
If you or someone you know has lost money investing with Frederick Randahn, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.