Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 12, 2016 indicate that New York-based Oppenheimer & Company broker/adviser Raymond Dinkel has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dinkel (CRD# 1800456).
Raymond Dinkel has spent 24 years in the securities industry and has been registered with Oppenheimer & Company in Monroeville, Pennsylvania since 2013. Previous registrations include PNC Investments in Murrysville, Pennsylvania; JJB Hilliard Lyons & Company in Louisville, Kentucky; Morgan Stanley DW in Purchase, New York; Prudential Securities in New York, New York; Wheat First Securities in Charlotte, North Carolina; Mentor Distributors in Boston, Massachusetts; and Federated Securities in Pittsburgh, Pennsylvania. He is a registered broker and investment adviser with eight US states and territories: Arizona, Florida, Maryland, New York, North Carolina, Ohio, Pennsylvania, and South Carolina.
According to his BrokerCheck report, Raymond Dinkel has received three customer complaints and was terminated from one former employer.
In 2013 Raymond Dinkel was terminated from his position at PNC Investments following allegations he “was found to have violated the terms of his heightened supervision which required the pre-approval of all UIT transactions” and “denied knowledge that the heightened supervision plan had been extended, but the firm believes that he was being dishonest.”
In 2012 a customer alleged Raymond Dinkel, while employed at PNC Investments, suffered losses that were not reflective of market performance. The complaint settled in 2014 for $7,500.
In 2014 a customer alleged he, while employed at PNC Investments, recommended unsuitable mutual fund and unit investment trust products. The complaint settled for more than $7,000.
In 2008 a customer alleged he, while employed at PNC Investments, misrepresented material facts related to mutual fund investments. The complaint settled for more than $2,400.
If you have lost money investing with Raymond Dinkel, you may be entitled to recoup your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.