Over $100 Million of Investors' Losses Recovered

Securities Law Attorneys Blog

Raymond James broker Glenn Guthrie: Complaints

August 1, 2015
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According to the Financial Industry Regulatory Authority (FINRA), former Alabama-based Raymond James broker Glenn Guthrie is currently not licensed to act as a broker or otherwise associate with firms that…

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Attention: Customers of Broker, Steven Becher

July 22, 2015
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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Washington-based Wells Fargo broker/adviser Steven Becher (CRD# 2797889). Steven Becher has…

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Investor Complaints: IGI Laboratories, Inc. (IG)

July 12, 2015
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The securities and investment fraud law firm, Fitapelli Kurta, is interested in speaking to investors who have complaints regarding IGI Laboratories, Inc. (IG) offered by Maxim Group, LLC IGI Laboratories,…

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Broker Complaints: Four Points Capital (CRD# 43149)

July 7, 2015
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The securities and investment fraud law firm Fitapelli Kurta is investigating allegations against brokers and investment advisers registered with New York-based brokerage firm Four Points Capital (CRD# 43149). Formed in…

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Broker Complaints: Wunderlich Securities (CRD# 2543)

July 3, 2015
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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding the Tennessee-based brokerage and advisory firm Wunderlich Securities (CRD# 2543). Formed…

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Broker Complaints: St. Bernard Financial Services (CRD# 36956)

June 19, 2015
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The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding the Arkansas-based brokerage and advisory firm St. Bernard Financial Services (CRD#…

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Investor Complaints: CryoPort, Inc. (OTCBB: CYRX)

June 19, 2015
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The securities and investment fraud law firm, Fitapelli Kurta, is interested in speaking to investors who have complaints regarding CryoPort, Inc. (CYRX). CryoPort, Inc. (CYRX) is an over the counter…

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Michael Cifelli (Merrill Lynch Broker) has Complaints

May 19, 2015
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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Pennsylvania-based Wells Fargo broker/adviser Michael Cifelli (CRD# 1276418). Michael Cifelli has…

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