Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 20, 2018 indicate that former Kansas-based Ameriprise Financial Services broker/adviser Mark Sachse, who has received a pending customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sachse (CRD# 5155260).
Mark Sachse has spent eleven years in the securities industry and was most recently registered with Ameriprise Financial Services in Overland Park, Kansas (2010-2018). He was previously registered with Robert W. Baird & Company in Kansas City, Missouri (2006-2010). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on August 25, 2008, and Series 7 (General Securities Representative Examination), which he obtained on July 28, 2006. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and one unsatisfied tax lien, and he was discharged from his former employer in connection to alleged rule violations.
In March 2018 he was discharged from his position at Ameriprise Financial Services in connection to allegations of company policy violations that included “impersonation of home office personnel” and giving misleading information to a customer.
In March 2018 a customer alleged Mark Sachse, while employed at Ameriprise Financial Services, misrepresented the account value by making handwritten account statements, assessed improper margin loan interest charges, and represented that the client would be compensated for various account problems. The customer is seeking $2,124,080 in damages in the pending complaint.
In 2006 the Internal Revenue Service filed a lien totaling $133,073 against him. The lien remains outstanding.
If you or someone you know has lost money investing with Mark Sachse, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.