Kurt Baldry (CRD #: 1568930), a broker registered with Ausdal Financial Partners, is involved in two pending disputes, according to his BrokerCheck record, accessed on February 23, 2021. Both involve allegations of unsuitable investment recommendations.
On January 13, 2021, an investor alleged that Kurt Baldry recommended unsuitable investments. The investor is seeking $200,000; the dispute is pending.
On December 28, 2020, an investor alleged that Baldry recommended unsuitable investments and failed to perform his due diligence. The investor is seeking $500,000; the dispute is pending.
Kurt Baldry has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 62 Corporate Securities Limited Representative Examination, the Series 22 Direct Participation Programs Representative Examination, and the Series 6 Investment Company Products /Variable Contracts Representative Examination. He is a registered broker in 18 states and a registered investment adviser in Minnesota.
Kurt Baldry has worked at six firms during the course of his 33-year career:
- Ausdal Financial Partners (CRD #: 7995)
- Workman Securities Corporation (CRD #: 31898)
- ING Financial Partners (CRD #: 2882)
- Locust Street Securities (CRD #: 1703)
- New England Securities (CRD #: 615)
- AAL Distributors (CRD #: 18387)
If Kurt Baldry was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.