Jason Brienen: Raymond James Terminate Broker Over Alleged Supervisory Plan Violations

Jason Brienen

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2018 indicate that former Florida-based Raymond James Financial Services broker/adviser Jason Brienen was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brienen (CRD# 2249998).

Jason Brienen has spent 24 years in the securities industry and was most recently registered with Raymond James Financial Services in Tallahassee, Florida (1994-2018). He has no previous registrations. He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 9, 2018; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 21, 1998; Series 7 (General Securities Representative Examination), which he obtained on June 3, 1994; Series 4 (Registered Options Principal Examination), which he obtained on October 7, 2014; and Series 24 (General Securities Principal Examination), which he obtained on March 8, 1999. He is currently not registered with any state or firm.

According to his BrokerCheck report, Jason Brienen has received one customer complaint and was discharged from his former in connection to alleged rule violations.

In July 2018 he was terminated from his position at Raymond James Financial Services in connection to allegations the requirements of a heightened supervision plan “were not satisfied.”

In 2002 a customer alleged Jason Brienen, while employed at Raymond James Financial Services, committed fraud, executed excessive trades, churned the account, misrepresented and omitted material facts related to an investment, and executed unauthorized trades. The complaint settled for $115,000.

If you or someone you know has a complaint regarding Jason Brienen, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.