National Securities Corporation: Investor Receives $155,000 Award in Fraud Complaint

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 31, 2018 indicate that Washington-based brokerage firm National Securities Corporation has received numerous customer disputes and regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding National Securities Corporation (CRD# 7569). Established in Washington in 1947, National…

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Ex-Morgan Stanley Rep Ken Kavanagh Resigns Over Client Services “Outside the Scope”

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2018 indicate that former New York-based Morgan Stanley broker Ken Kavanagh, who has received a customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli…

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Mark Senofonte: Investors Allege Misrepresentation, Unsuitable Investments

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2018 indicate that New Jersey-based Cetera Investment Services broker/adviser Mark Senofonte has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Senofonte (CRD# 2038108). Mark Senofonte has spent 27 years in…

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