Mitchell Foote: Complaint for REIT Investment

Kansas-based Client One Securities broker/adviser Mitchell Foote is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Foote (CRD# 2440243). Mitchell Foote has spent twenty-two years in the securities and has been registered with Client One…

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Fera Shivaee Faces Two Pending Complaints

California-based Centaurus Financial broker/adviser Fera Shivaee, also known as Fereshteh Fera and Fereshteh Nahavandi, is the subject of pending customer complaints. The securiteis and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Ms. Shivaee (CRD# 2271590). Fera Shivaee has spent 22 years in the securities industry and has been registered with…

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Dennis Van Patter: Oil and Gas/ REIT Complaints

Public records provided by the Financial Industry Regulatory Authority (FINRA) on March 2, 2016 indicate that Texas-based VSR broker/adviser Dennis Van Patter is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Van Patter (CRD# 1364583). Dennis Van Patter has spent 30…

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Debra Smith (Summit Brokerage Services) REIT Complaints

According to records provided by the Financial Industry Regulatory Authority (FINRA) on February 26, 2016, former California-based Summit Brokerage Services broker Debra Smith is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from customers who have complaints regarding…

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FBI Investigating United Development Funding IV REIT

According to Investment News, the Federal Bureau of Investigation (FBI) has raided the offices of United Development Funding IV, a publicly-traded real estate investment trust (REIT) based in Dallas, Texas. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have lost money investing in United Development Funding IV.…

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Broker Jeffrey Sanders Has REIT Complaints

According to records provided by the Financial Industry Regulatory Authority (FINRA) on February 16, 2016, Florida-based Cabot Lodge Securities broker Jeffrey Sanders¬† is the subject of one pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sanders (CRD# 2200497). Jeffrey Sanders…

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Gopi Vungarala Investigated by FINRA

According to records provided by the Financial Industry Regulatory Authority, Michigan-based Purshe Kaplan Sterling Investments broker/adviser Gopi Vungarala is under investigation for allegations involving he lied about investments and commissions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Vungarala (CRD# 4856193). Gopi Vungarala…

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Stephen Westlake Faces Complaint for REIT Investment

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investor who have complaints regarding California-based Ameriprise broker/adviser Stephen Westlake (CRD# 1435643). Stephen Westlake has spent thirty years in the securities industry and has been registered with Ameriprise Financial Services in Granite Bay, California since 1985. He was previously registered with…

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SII Investments Broker, Paul Schmidt, Has REIT Complaint

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Minnesota-based SII Investments broker Paul Schmidt (CRD# 2703069). Paul Schmidt has spent nineteen years in the securities industry and has been registered with SII Investments in Sartell, Minnesota since 2010. Previous registrations include Valic Financial Advisors…

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Conn. Broker, Leon Vaccarelli Suspended and Fined

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Connecticut-based Investment Center broker/adviser Leon Vaccarelli (CRD# 3227636). Leon Vaccarelli has spent sixteen years in the securities industry and has been registered with the Investment Center in Waterbury, Connecticut since 2011. Previous registrations include QA3 Investment…

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