Broker Cindy Cornette Received Two Customer Complaints

Public records published by the Financial Industry Regulatory Authority (FINRA) on December 4, 2016 indicate that Tennessee-based Wells Fargo Advisors Financial Network broker/adviser Cindy Cornette has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Cornette (CRD# 3163387).…

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United Development Funding IV Involved in REIT Complaints

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments in United Development Funding IV, which recently announced that it makes no recommendation concerning the unsolicited tender offer, by SCM Special Fund 3, LP and MacKenzie Capital Management, LP, of $1/share of United Development Funding…

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Northstar Real Estate Income II Involved in REIT Complaints

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding the Northstar Real Estate Income II real estate investment trust (REIT). According to the company’s website, NorthStar Real Estate is a “public, non-traded real estate investment trust (REIT) that originates, invests in and manages a diversified…

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Bryon Martinsen: Under Investigation Regarding Customer Complaints

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 30, 2016 indicate that New York-based Centaurus Financial broker/adviser Bryon Martinsen has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Martinsen (CRD# 1621649). Bryon…

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Ryan Benning Has Been Named in a Pending Regulatory Investigation

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 6, 2016 indicate that North Dakota-based Berthel Fisher & Company broker/adviser Ryan Benning has received a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Benning (CRD# 4205469).…

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Frank Godfrey Involved in REIT Related Complaint

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that Utah-based Key Investment Services broker Frank Godfrey has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Godfrey (CRD# 1533739).…

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Harvey Stein Has REIT Complaints

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Florida-based LPL Financial broker/adviser Harvey Stein has been the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stein (CRD# 1231200).…

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Lance Harshbarger Has Complaints Regarding Real Estate Securities

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2016 indicate that Kansas-based Securities America broker/adviser Lance Harshbarger has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Harshbarger (CRD# 3059198). Lance Harshbarger…

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iPath Bloomberg Natural Subindex Total Return ETN

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding the iPath Bloomberg Natural Gas Subindex Total Return exchange-traded note (GAZ). The iPath Bloomberg Natural Subindex Total Return ETN, according to ETF.com, is an exchange-traded note issued by Barclays that tracks “an index of front-month futures…

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Mazhar Mahmood Faces Pending Complaint for REITs

California-based Ameriprise Financial Services broker Mazhar Mahmood is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mahmood (CRD# 2876589). Mazhar Mahmood has spent eighteen years in the securities industry and has been registered with the following firms:…

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