Customers Win $300,000 Award Against UBS Financial Services

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 6, 2018 indicate that a group of investors have won an award of $300,000 in an arbitration claim against UBS Financial Services concerning investments in Puerto Rico closed-end funds. According to the award document, the investors filed a claim in…

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Justin Fletchall: Puerto Rico Bond Complaints

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that Wisconsin-based RBC Capital Markets broker/adviser Justin Fletchall is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fletchall (CRD# 4636321). Justin Fletchall has spent 12 years…

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John Casimir: Puerto Rico Bonds Complaint

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 14, 2018 indicate that New Hampshire-based Citizens Securities broker/adviser John Casimir has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Casimir (CRD# 5019141). John Casimir has spent eleven years in…

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Travis Knadle: Puerto Rico Bonds Dispute

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 5, 2018 indicate that Florida-based GMS Group broker Travis Knadle has been involved with resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Knadle (CRD# 6222138). Travis Knadle has spent four years…

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Edward Herbst: Recent Customer Complaint Regarding Puerto Rico Bonds

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that New York-based Wellington Shields & Company broker Edward Herbst has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Herbst (CRD# 243580). Edward Herbst has spent…

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Ian Deliz Morales Has Two Complaints Regarding Puerto Rican Investments and Eleven Pending Complaints

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 25, 2018 indicate that former Florida-based Morgan Stanley broker Ian Deliz Morales, who has received numerous resolved or pending customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding…

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