Frederick Holloway Named in FINRA Complaint Over Annuity Exchanges

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 25, 2018 indicate that Maryland-based Holloway & Associates broker Frederick Holloway has been named in a pending FINRA complaint in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Holloway (CRD#…

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Michael Christians: Discharged From Morgan Stanley, Named in FINRA Complaint

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that Texas-based Morgan Stanley broker/adviser Michael Christians has been named in a pending FINRA complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Christians (CRD# 2773112). Michael Christians has spent 21 years in…

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Peter Orlando Named in Pending FINRA Complaint

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that former Massachusetts-based SCF Securities broker/adviser Peter Orlando has been named in a pending FINRA complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding…

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