iPath Bloomberg Natural Subindex Total Return ETN

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding the iPath Bloomberg Natural Gas Subindex Total Return exchange-traded note (GAZ). The iPath Bloomberg Natural Subindex Total Return ETN, according to ETF.com, is an exchange-traded note issued by Barclays that tracks “an index of front-month futures…

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Broker Jamie Meehan Faces Pending Complaint

Massachusetts and Florida-based Wells Fargo Advisors broker/adviser Jamie Meehan is the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Meehan (CRD# 1655994). Jamie Meehan has spent 28 years in the securities industry and has been registered…

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LPL Broker, Scott Goldman, Has ETF Complaints

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 24th, 2016 indicate that Illinois-based H. Beck broker/adviser Scott Goldman is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Goldman (CRD# 1682329). Scott Goldman…

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James Brennan Has Fourteen Customer Complaints

According to records published by the Financial Industry Regulatory Authority (FINRA) on February 16, 2016, former California-based TR Winston & Company broker James Brennan is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints…

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William Carlton Faces Complaints for Oil Investments and ETFs

The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Virginia-based UBS broker/adviser William Carlton (CRD# 1132967). William Carlton has spent 32 years in the securities industry and has been registered with UBS Financial Services in Vienna, Virginia since 2007. Previous registrations include Citigroup Global Markets in McLean, Virginia (1993-2007);…

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Customers File Complaint against Brandt Wendland for ETFs

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Minnesota-based Feltl & Company broker Brandt Wendland (CRD# 2629983). Brandt Wendland has spent twenty years in the securities industry and has been registered with Feltl & Company in Minneapolis, Minnesota since 2004. Previous registrations include RBC…

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Newbridge Broker, Brent Porges Has Complaint for ETF/ Churning

The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of account churning committed by New York-based Newbridge broker Brent Porges (CRD# 4002626). Brent Porges has spent eleven years in the securities industry and has registered with Newbridge Securities in New York, New York since November 2015. He was previously registered with Newbridge…

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