Bart Bohrer, of Calton & Associates, Involved in Three Pending Customer Dispute Totalling Over $900,000

  Bart Bohrer (CRD#: 4315654), a registered representative with Calton & Associates, Inc. (CRD#: 20999) in Tampa, Florida, is currently involved in three pending customer disputes totalling over $900,000, according to his BrokerCheck record accessed on January 17, 2020. On March 4, 2019, a client alleged that Bart Bohrer violated the Minnesota Securities Act and…

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Richard Pittman, Registered Rep with Cetera Advisors, Involved in $150,000 Dispute Over Suitability

Richard Pittman (CRD#: 2845145), a registered representative with Cetera Advisors LLC in Memphis, Tennessee, is currently involved in a pending customer dispute in which a client alleges that Richard Pittman recommended unsuitable investments in 2008, according to his BrokerCheck record accessed on October 23, 2019. The investments in question involve oil and gas, as well…

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Texas Financial Advisor Yvonne Silguero Involved in $500,000 Dispute Over Misrepresentation

Yvonne Silguero (CRD#: 3211495), a registered representative with LPL Financial LLC in McAllen, Texas and Brownsville, Texas, is currently involved in a $500,000 dispute over misrepresentation, according to her BrokerCheck report accessed on October 2, 2019. A client, who filed a complaint on August 9, 2019, alleges that Yvonne Silguero engaged in “negligence, gross negligence,…

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Debra Bourne: $668,000 Complaint Against First Standard Financial Rep

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that New Jersey-based First Standard Financial Company broker Debra Bourne has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Bourne (CRD# 1352344). Debra Bourne has spent 19…

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Thomas Marino: Pending Annuity Complaint Against RM Stark Rep

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that Florida-based RM Stark & Company broker Thomas Marino has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Marino (CRD# 4438533). Thomas Marino has spent 17…

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Craig Sherrer: $1.5 Million REIT Complaint Against Janney Montgomery Scott Rep

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that New York-based Janney Montgomery Scott broker/adviser Craig Sherrer has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sherrer (CRD# 5972142). Craig Sherrer has spent seven years in…

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John Forrester: $55,000 Alternative Investments Complaint Against Newbridge Rep

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that Florida-based Newbridge Securities Corporation broker John Forrester has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Forrester (CRD# 728188). John Forrester has spent 37 years in…

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Robert Hart: $50,000 Complaint Against Stifel Rep

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that California-based Stifel Nicolaus broker/adviser Robert Hart has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hart (CRD# 2313194). Robert Hart has spent 26 years in the…

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Update: Fraud, Unauthorized Trading Complaints Against Laidlaw’s Peter Viglione

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 30, 2019 indicate that New York-based Laidlaw & Company broker Peter Viglione has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Viglione (CRD# 4697621). Peter Viglione has spent 15…

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John Young: Suitability Complaint Against UBS Rep

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Maryland-based UBS Financial Services broker/adviser John Young has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Young (CRD# 2626571). John Young has spent 23 years in…

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