Customer Complaints
Thomas Marino: Pending Annuity Complaint Against RM Stark Rep
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that Florida-based RM Stark & Company broker Thomas Marino has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Marino (CRD# 4438533). Thomas Marino has spent 17…
Read MoreCraig Sherrer: $1.5 Million REIT Complaint Against Janney Montgomery Scott Rep
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that New York-based Janney Montgomery Scott broker/adviser Craig Sherrer has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sherrer (CRD# 5972142). Craig Sherrer has spent seven years in…
Read MoreJohn Forrester: $55,000 Alternative Investments Complaint Against Newbridge Rep
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that Florida-based Newbridge Securities Corporation broker John Forrester has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Forrester (CRD# 728188). John Forrester has spent 37 years in…
Read MoreRobert Hart: $50,000 Complaint Against Stifel Rep
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that California-based Stifel Nicolaus broker/adviser Robert Hart has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hart (CRD# 2313194). Robert Hart has spent 26 years in the…
Read MoreUpdate: Fraud, Unauthorized Trading Complaints Against Laidlaw’s Peter Viglione
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 30, 2019 indicate that New York-based Laidlaw & Company broker Peter Viglione has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Viglione (CRD# 4697621). Peter Viglione has spent 15…
Read MoreJohn Young: Suitability Complaint Against UBS Rep
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Maryland-based UBS Financial Services broker/adviser John Young has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Young (CRD# 2626571). John Young has spent 23 years in…
Read MoreMichael Greenfield: MLP, Puerto Rico Bond Complaints Against Newbridge Rep
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Florida-based Newbridge Securities broker/adviser Michael Greenfield has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Greenfield (CRD# 5406611). Michael Greenfield has spent 10 years in…
Read MoreUpdate: $150,000 Complaint Against Berthel Fisher’s Jonathan Pyne
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Minnesota-based Berthal Fisher & Company Financial Services broker/adviser Jonathan Pyne has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Pyne (CRD# 2580510). Jonathan Pyne has…
Read MoreOwen Hayes: CD Complaint Against Wells Fargo Rep
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that former Texas-based Wells Fargo Clearing Services broker/adviser Owen Hayes has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hayes (CRD# 2940457). Owen Hayes has spent 21…
Read MoreJeffrey Larson: $10.5 Million Complaint Against Larson Financial Securities Rep
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that Missouri-based Arete Wealth Management broker/adviser Jeffrey Larson has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Larson (CRD# 4836889). Jeffrey Larson has spent 14 years in the…
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