William Koenig Allegedly Breached Multiple Contracts

By Fitapelli and Kurta | May 17, 2018

Public records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2018 indicate that Florida-based JW Cole Financial broker/adviser William Koenig has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Koenig (CRD# 1507868). William Koenig has spent 31 years in…

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Investor Alleged John Kellar Executed Unauthorized Trades

By Fitapelli and Kurta | May 16, 2018

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 16, 2018 indicate that Florida-based Wells Fargo Clearing Services broker/adviser John Kellar has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kellar (CRD# 1436046). John Kellar has spent 32 years in…

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Several of Sam Pieh’s Customers Have Settled Complaints

By Fitapelli and Kurta | May 7, 2018

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Oregon-based American Independent Securities Group broker/adviser Sam Pieh has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pieh (CRD# 1321892). Sam Pieh has spent 33 years in the…

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Phil Scott Aka Walter Schlaepfer Allegedly Breached Contract

By Fitapelli and Kurta | October 25, 2017

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 24, 2017 indicate that Washington-based Merrill Lynch broker/adviser Phil Scott, also known as Walter Schlaepfer, has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scott (CRD# 1306585). Phil Scott has spent 33…

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