Breached contract
John Prinzivalli Has Multiple Complaints Regarding Churned Investments
Public records published by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that New York-based Cape Securities broker John Prinzivalli is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Prinzivalli (CRD# 4185256). John Prinzivalli has spent sixteen years in the…
Read MoreWilliam Koenig Allegedly Breached Multiple Contracts
Public records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2018 indicate that Florida-based JW Cole Financial broker/adviser William Koenig has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Koenig (CRD# 1507868). William Koenig has spent 31 years in…
Read MoreInvestor Alleged John Kellar Executed Unauthorized Trades
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 16, 2018 indicate that Florida-based Wells Fargo Clearing Services broker/adviser John Kellar has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kellar (CRD# 1436046). John Kellar has spent 32 years in…
Read MoreSeveral of Sam Pieh’s Customers Have Settled Complaints
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Oregon-based American Independent Securities Group broker/adviser Sam Pieh has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pieh (CRD# 1321892). Sam Pieh has spent 33 years in the…
Read MorePhil Scott Aka Walter Schlaepfer Allegedly Breached Contract
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 24, 2017 indicate that Washington-based Merrill Lynch broker/adviser Phil Scott, also known as Walter Schlaepfer, has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Scott (CRD# 1306585). Phil Scott has spent 33…
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