Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that New York-based Allstate Financial Services broker Alexis Intili has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Intili (CRD# 2925224).
Alexis Intili has spent 14 years in the securities industry and has been registered with Allstate Financial Services in Staten Island, New York since February 2015. Previous registrations include M&T Securities in Havertown, Pennsylvania; Santander Securities in Union, New Jersey; LPL Financial in Union, New Jersey; Wamu investments in Staten Island, New York; BNY Investment Center in New York, New York; Quick & Reilly in New York, New York; Merrill Lynch in New York, New York; Fred Alger & Company in New York, New York; Chase Investment Services in Chicago, Illinois; Financial Network Investment Corporation in El Segundo, California; Essex National Securities in Napa, California; Fleet Enterprises in New York, New York; and Ryan Beck & Company in Florham Park, New Jersey. She is a registered broker in New Jersey and New York.
According to her BrokerCheck report, Alexis Intili has received two customer complaints and was terminated from M&T Securities.
In 2014, Alexis Intili was terminated from M&T Securities following allegations she violated suitability review procedures by sending a variable annuity policy directly to the issuer, bypassing the initial broker-dealer suitability review.
In 2010, a customer alleged Alexis Intili, while employed at Chase Investment Services, misrepresented material facts and recommended an unsuitable investment. The complaint settled in 2011 for $50,500.
In 2009, a customer alleged Alexis Intili, while employed at Chase Investment Services, misrepresented material facts related to corporate bond investments. The complaint settled in 2010 for more than $18,700.
If you or someone you know has a complaint regarding Alexis Intili, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.