Christopher Wurtzinger (CRD #: 1921024), a broker registered with American Trust Investment Services and an investment adviser registered with Sorsby Financial Corporation, was recently suspended by the Financial Industry Regulatory Authority (FINRA).  Christopher Wurtzinger is also the subject of a client dispute regarding account churning, unauthorized trading, fraud, and breach of fiduciary duty, according to…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that New York-based Wells Fargo broker/adviser Leonard Kinsman has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kinsman (CRD# 2816535). Leonard Kinsman has spent 19…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 30, 2016 indicate that former New York-based Woodstock Financial Services broker Michael Lavelanet has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lavelanet (CRD# 2832739). Michael…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2016 indicate that Maryland-based Stifel Nicolaus broker/adviser Coleman Devlin has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Devlin (CRD# 2317635). Coleman Devlin…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that Massachusetts-based Morgan Stanley broker/adviser Michael Sperlinga has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sperlinga (CRD# 2471775). Michael Sperlinga…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 16, 2016 indicate that New York-based Woodstock Financial Group broker John Tinnelly has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tinnelly (CRD# 2342990). John Tinnelly has…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 28, 2016 indicate that former Florida-based Wells Fargo broker Theodore Hoffman is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Hoffman (CRD#…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 27, 2016 indicate that New York-based Wells Fargo Advisors broker/adviser Anthony Dinallo is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dinallo (CRD# 2564198). Anthony…

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New York-based Aegis Capital broker Nicholas Tsikitas is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Tsikitas (CRD# 2871712). Nicholas Tsikitas has spent eighteen years in the securities industry and has been registered with Aegis Capital Corporation in Melville, New York since…

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New York-based Aegis Capital broker Christopher Griffith is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Griffith (CRD# 5421640). Christopher Griffith has spent eight years in the securities industry and has been registered with Aegis Capital…

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