Christopher Wurtzinger (CRD #: 1921024), a broker registered with American Trust Investment Services and an investment adviser registered with Sorsby Financial Corporation, was recently suspended by the Financial Industry Regulatory Authority (FINRA).  Christopher Wurtzinger is also the subject of a client dispute regarding account churning, unauthorized trading, fraud, and breach of fiduciary duty, according to…

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Jerry Wells (CRD#: 1015358), a registered representative with Sagepoint Financial, Inc. (CRD#: 133763) in Rochester, New York, has been suspended from the securities industry by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record accessed on January 22, 2020. On December 4, 2019, Jerry Wells entered into an Acceptance, Waiver, and Consent (AWC)…

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According to records provided by the Financial Industry Regulatory Authority (FINRA), Texas-based brokerage and advisory firm Next Financial has submitted a letter of Acceptance, Waiver and Consent (AWC Letter) to settle allegations of misconduct. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Next Financial…

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According to records provided by the Financial Industry Regulatory Authority (FINRA), Minnesota-based brokerage and advisory firm Woodbury Financial Services has signed a letter of Acceptance, Waiver, and Consent (AWC letter) alleging violations of misconduct. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Woodbury Financial…

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