Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 17, 2018 indicate that former Colorado-based Leaders Group broker Jun Zhou, also known as Justin Zhou, was recently discharged from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Zhou (CRD# 2825595).
Jun Zhou has spent 13 years in the securities industry and was most recently registered with The Leaders Group in Littleton, Colorado (2015-2018). She was previously registered with Farmers Financial Solutions in Chicago, Illinois (2004-2015). She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on September 13, 2004, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on September 7, 2004. She is currently not registered as a broker with any state, firm or self-regulatory organization.
According to her BrokerCheck report, she was recently terminated from her former employer in connection to alleged rule violations.
In August 2018 she was terminated from her position at The Leaders Group in connection to allegations she “was agent of record for Zhou Fund, LLC a reg D filing with the SEC, but that she had not reported this to her firm or received firm approval.
If you or someone you know has a complaint regarding Jun Zhou, also known as Justine Zhou, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.