Mark Wojno (CRD#: 5623841), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 29, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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Dave Mock (CRD#: 1309680), a registered representative with Trustmont Financial Group, Inc. (CRD#: 18312) and a Registered Investment Adviser (RIA) with Money Management Advisory, Inc. (CRD#: 14983) in Feasterville, Pennsylvania, is currently involved in an investor dispute over suitability, according to his BrokerCheck record accessed on July 28, 2020. What happened to lead to this…

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Yvonne Silguero (CRD#: 3211495), a registered representative with LPL Financial LLC in McAllen, Texas and Brownsville, Texas, is currently involved in a $500,000 dispute over misrepresentation, according to her BrokerCheck report accessed on October 2, 2019. A client, who filed a complaint on August 9, 2019, alleges that Yvonne Silguero engaged in “negligence, gross negligence,…

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Maria Hendershott (CRD#: 818681), a registered representative with Raymond James & Associates in Houston, Texas, is currently engaged in a customer dispute in which a client alleges “unsuitable investments, misrepresentations and omissions, [and] overconcentration,” among other allegations, according to her BrokerCheck report accessed on October 3, 2019. The client, who filed the complaint on August…

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Rob Burns (CRD#: 4066393), a registered representative with Cetera Advisor Networks in Greenwood Village, Colorado, is currently involved in a pending customer dispute in which a client alleges that Rob Burns overconcentrated their portfolio and recommended unsuitable investments in alternative products, according to Rob Burns’ BrokerCheck record accessed on October 2, 2019. They also alleged…

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Publicly available records provided by the New Jersey Bureau of Securities and accessed on June 20, 2018 indicate that the Bureau has sanctioned New Jersey-based advisory firm Financial Planning Advisors, as well as its owner, Richard Belott, in connection with allegations they defrauded elderly customers. Fitapelli Kurta is interested in hearing from investors who have…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 20, 2018 indicate that former Texas-based Coastal Equities broker/adviser William Downing, also known as Bill Downing, has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Downing (CRD# 1529382). William Downing…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on March 16, 2017 indicate that Ohio-based Stifel Nicolaus & Company broker/adviser Robert Berry has been sanctioned by FINRA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. verry (CRD# 849285). Robert Berry has spent 39 years in the securities industry…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Florida-based Stifel Nicolaus broker/adviser James Springer (CRD# 2535792). James Springer has spent twenty years in the securities industry and has been registered with Stifel Nicolaus & Company in Sarasota, Florida since 2014. Previous registrations include UBS…

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