Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 31, 2018 indicate that Washington-based brokerage firm National Securities Corporation has received numerous customer disputes and regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding National Securities Corporation (CRD# 7569). Established in Washington in 1947, National…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2018 indicate that former New York-based Morgan Stanley broker Ken Kavanagh, who has received a customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2018 indicate that New Jersey-based Cetera Investment Services broker/adviser Mark Senofonte has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Senofonte (CRD# 2038108). Mark Senofonte has spent 27 years in…

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