Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 24, 2016 indicate that Virginia-based Financial West Group broker Charles Cobb has been suspended by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cobb (CRD# 1505020). Charles Cobb has…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2016 indicate that Minnesota-based Cetera Investment Services broker/adviser Kevin Larson has received a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Larson (CRD# 3067781). Kevin Larson has…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 28, 2016 indicate that former Illinois-based UBS and Morgan Stanley broker James Rudwall is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who…

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Former California-based RBC broker John McGinnis is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McGinnis (CRD# 1134105). John McGinnis has spent 32 years in the securities industry and was most…

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The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Colorado-based Cetera broker/adviser Robert McCulley (CRD# 725980). Robert McCulley has spent 31 years in the securities industry and has been registered with Cetera Advisors in Fort Collins, Colorado since 2014. Previous registrations include Next Financial Group…

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According to the Financial Industry Regulatory Authority (FINRA), former New York-based Securities America broker Christopher Orlando is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Orlando (CRD# 2927859). Christopher Orlando has…

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According to records provided by the Financial Industry Regulatory Authority (FINRA), Colorado-based brokerage and advisory firm Geneos Wealth Management has been sanctioned for its alleged failure to supervise its representatives disclosed outside business activities. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Geneos Wealth…

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According to records provided by the Financial Industry Regulatory Authority (FINRA), former North Carolina-based Calton & Associates broker Randy Burke has been permanently barred from the securities industry following allegations of selling away. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Burke (CRD#…

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