Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 6, 2018 indicate that a group of investors have won an award of $300,000 in an arbitration claim against UBS Financial Services concerning investments in Puerto Rico closed-end funds. According to the award document, the investors filed a claim in…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that Wisconsin-based RBC Capital Markets broker/adviser Justin Fletchall is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fletchall (CRD# 4636321). Justin Fletchall has spent 12 years…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 14, 2018 indicate that New Hampshire-based Citizens Securities broker/adviser John Casimir has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Casimir (CRD# 5019141). John Casimir has spent eleven years in…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 5, 2018 indicate that Florida-based GMS Group broker Travis Knadle has been involved with resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Knadle (CRD# 6222138). Travis Knadle has spent four years…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that New York-based Wellington Shields & Company broker Edward Herbst has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Herbst (CRD# 243580). Edward Herbst has spent…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 25, 2018 indicate that former Florida-based Morgan Stanley broker Ian Deliz Morales, who has received numerous resolved or pending customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding…

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