Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that former Florida-based SunTrust Investment Services broker/adviser Dale Seagrave recently resigned from his former employer in connection to alleged rule violations and has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that former Colorado-based Taylor Capital Management broker Mark Raezer, who was recently sanctioned by state authorities in connection to alleged rule violations, has received a pending customer dispute and is currently not affiliated with any broker-dealer firm.…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that former California-based AXA Advisors broker/adviser Billy Zhang recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that Texas-based Western International Securities broker/adviser Darrell Roberts resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roberts (CRD# 4244624). Darrell Roberts…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on March 22, 2017 indicate that former Georgia-based Merrill Lynch broker/adviser Blake King recently resigned from his former employer following alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. King (CRD# 6012392). Blake King has spent four…

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