Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 5, 2018 indicate that New York-based FSC Securities Corporation broker Thomas Murray has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murray (CRD# 721725). Thomas Murray has spent 37 years in…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that Illinois-based Wunderlich Securities broker/adviser Andrew Bloom has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bloom (CRD# 4387784). Andrew Bloom has spent 16 years in the…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on May 7, 2018 indicate that former Texas-based Ameriprise Financial Services broker/adviser Tom Parks has been involved in resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr.…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 15, 2016 indicate that Illinois-based National Securities broker/adviser James Pinzker has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Pinzker (CRD# 2525439). James…

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Publicly available records provided by the Securities and Exchange Commission (SEC) on June 24, 2016 indicate that the SEC has filed charges against four companies and eight individuals in connection to a purported “$80 million oil and gas fraud” allegedly conducted by the CEO of Breitling Energy Corporation, Chris Faulkner. The securities and investment fraud…

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Former California-based Colorado Financial Service Corporation broker Behrooz Soltani is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Soltani, also known as Bruce Soltani and Behrooz Soltani Juneghani (CRD# 4650376). Behrooz…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments in ATP Oil & Gas (ATPAQ). ATP Oil & Gas Corporation is a developer and producer of oil and gas in the Gulf of Mexico and the North Sea. Based in Houston, ATP Oil &…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on March 2, 2016 indicate that Texas-based VSR broker/adviser Dennis Van Patter is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Van Patter (CRD# 1364583). Dennis Van Patter has spent 30…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Florida-based VSR Financial Services broker/adviser Jesse Griffin (CRD# 1165095). Jesse Griffin has spent 32 years in the securities industry and has been registered with VSR Financial Services in Palm City, Florida since 2006. Previous registrations include…

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The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Texas-based Madison Avenue Securities broker/adviser Noel Vincent (CRD# 1370987). Noel Vincent has spent twenty-five years in the securities industry and has been registered with Madison Avenue Securities in Houston, Texas since 2009. Previous registrations include Investors Capital in Houston, Texas…

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